Introduction- Human Movement Studies- Human Movement Studies
Interpreting and reporting in qualitative inquiry: profiling the researcher or the research?
Ross Brooker & Ian Macpherson
Is it always necessary to go "beyond" one’s data in a descriptive
study? May a researcher present data solely in a descriptive mode,
leaving to the reader- or to a future time - the task of
analysis/interpretation?
(Wolcott, 1994. p. 1)
I have found... cases where people write narratives, write their
research out and I have learned more about them than I learn about
their interaction with those they’re in the field with or with whom
they have interacted.
(Smith, 1997)
Introduction
The origins of this paper are grounded in our reflections on our
involvement in a recent event, promoted as an international conference
on teacher research. It was of some surprise to us that most of the
presentations (keynote addresses and papers) at the conference were
very personalised and often times decontextualised accounts by teachers
and administrators of practice from a school or a classroom. From our
observations, the stories were clearly appreciated by other teachers
and the story tellers were held in high esteem. There was certainly a
sense of empathy amongst participants (most of whom were school-based
people) with the content of the stories. This experience left us
wondering about the contribution of such stories to the advancement of
understandings about teaching practice. "How did these very
contextualised stories (which were often related without an elaboration
of the context in which they occurred) take the hearers (including
ourselves) forward? How did the stories relate to a priori theory and
practice?" "How did the stories advance our understanding of the social
practice that they represented and how did they add to the theory about
that practice?" It appeared that the ‘researchers’ stories profiled the
story teller more than the ‘research’ itself. Copious quantities of
what amounted to (elegantly descriptive if not picturesque) research
data were reported at the conference, but there was little reporting of
any interpretation of that data.
We left the conference pondering the questions: "In the context of
qualitative inquiry, is it purposeful for a researcher to simply report
the data and leave an audience to make their own interpretations, or is
the making of meaning from the data an essential activity? What is the
nature of an interpretation? How can qualitative inquiry be reported?"
Our experience at the "teacher research" conference prompted us to
reflect on our research practices. The purpose of this paper is to
raise a number of issues as a starting point for an ongoing dialogue
focused on these and other questions related to the interpretation and
reporting of qualitative data.
As a way of opening up a dialogue on interpretation and reporting of
qualitative inquiry we present a short unedited extract from the report
(which we wrote) of a recent research project in which we participated.
We then move to interrogate this text and what it represents, raising
issues for consideration.
BACKGROUND
During 1996, some teachers at a school ("Northside") were involved in
three projects with some researchers from a Queensland university.
These projects focussed very much on the phenomenon of curriculum
leadership for effective learning and teaching. Late in 1996, it was
clear that the school was well-placed to continue a focus on curriculum
leadership in 1997, and it was learned that an emphasis was going to be
placed on professional development for Heads of Department (HOD's) and
Advanced Skills Teachers (AST's). This emphasis was seen to be an
appropriate case of curriculum leadership for effective learning and
teaching in action. As such, it would provide a means of
authenticating the emerging model of curriculum leadership that was
developing in the research project and of enriching our understandings
of what some of us have been calling the mystery of curriculum
leadership.
As the observations of the Northside case were continuing, we
(university researchers) were documenting the processes and our
reflections of these from stories and conversations, which those
involved are invited to be a part of.
THE SECOND MEETING (23 APRIL)
There was a brief overview of the first meeting, for the benefit of
those not present the week before. In fact, the group at this meeting
seemed to be quite a different composition from those attending the
first meeting. The whiteboard summary from the first meeting was used
and dates were confirmed for a meeting on 21 May, with a smaller
planning group meeting on 18 June. Robyn reiterated that the agenda
was to come from the HOD's and the AST's, and that those in attendance
had the power. The meeting then divided onto two groups. Rick observed
the HOD's meeting while Iggy observed the AST's meeting.
The AST's meeting
There appeared to be quite a lack of background knowledge about the
proposed professional development project and questions like what is
the Annual Operational Plan (AOP), what is the Effective Learning and
Teaching (ELT) Review, and is this for AST's only came up. Rose (the
Deputy Principal) acted in an information-giving capacity and provided
copies of the AOP as well as outlining a possible structure for the
AST's to consider what they might like to focus on specifically. There
was concern in the group in terms of what was in it for them as a
group, and for themselves individually. A strange twist related to what
might be expected from AST's in return. The ELT principles were used a
framework for discussion and various AST's expressed their perspectives
and priorities. The focus seemed to settle on the first and third
principles and on matters relating to communication (both within
classrooms and across the school). There was some interest in the use
of technology.
There was some discussion on who could be used as resource people as
well as on who might be included in the conference (e.g. those aspiring
to be AST's)
Some Reflections on the AST’s Meeting
1. Were the AST's ready for the freedom and power which Rose assumed they already had?
2. Were the AST's really in touch with Rose’s vision?
3. Were the AST's able to cohere as a group in discussing the topic?
4. What factors appeared to be operating?
(In terms of organisational structure, communication was perceived very
much as a top-down model; in terms of social dynamics, there appeared
to be some members of the group who considered themselves as
knowledgeable leaders while others came across quite tentatively as
newer members of staff; in terms of views of curriculum, teachers came
across as committed to their classroom work; while as far as the
psycho-social factors are concerned, there seemed to be more factors
getting in the way of desire to engage in curriculum leadership action
than factors to promote engagement. In fact, there appeared to quite a
degree of cynicism, which perhaps the use of individual narratives and
follow-up conversations could seek to address)
5. What might be appropriate ways forward in terms of our being a
critical friend to Rose; our continuing our observations and
collections of useful data; and our continuing role in the lead-up to
the conference?
The purpose(s) for qualitative inquiry
The need for researchers to think about meaning making is inherent in
any research activity and is intimately linked to the purpose of an
inquiry. Whose meanings are to be valued in an inquiry and what is the
consequent nature of the relationship between the researcher and the
inquiry context? Researchers are (or should be?) confronted by
decisions about whose perspectives and meanings the inquiry is trying
to uncover and understand. Will the research be a genuine attempt to
understand actions from the actor’s point of view or will it be
"...just a matter of grasping objects from an external standpoint"?
(Kerdeman, 1997). The responses to these questions then lead to further
questions and decisions about the technical procedures that can be
undertaken by researchers to ascertain and clarify meanings.
The purpose of the inquiry referred to above was to ascertain the
efficacy of a set of propositions about curriculum leadership action
in school contexts. These propositions were previously formulated
through a combination of quantitative and qualitative studies involving
teachers and administrators in schools. In pursuing what might be
regarded as a "truth" seeking purpose (Donmoyer, 1997, p. 18), we had
in mind that we wanted to access the perceptions of the actors in a
context in order to validate a priori concepts that were developed from
inquiry involving broadly similar contexts. In advance of the research,
we were cognisant that the perceptions of reality obtained through the
inquiry would be context specific.
Despite having a clear purpose, the perceptions that we gathered (and
reported) in the inquiry were mostly our own, as the excerpt from our
report above indicates. In the course of our inquiry, we found that the
school personnel were not willing to become involved in the research
beyond accepting our attendance at their meetings. They would not
provide written reflections on their involvement or agree to be
interviewed. What went wrong and was this to do with purpose?
While we were clear on our purpose, we were faced with a dilemma. On
the one hand we did not want our purpose to impinge upon the school’s
agenda but on the other hand we wanted our purpose to be sufficiently
clear in order to access the perceptions of the actors. As it unfolded,
there was a brief reference made, almost in passing, by the deputy
principal to the effect that we would be sitting in on their meetings
and so from the beginning participants had little if any commitment to
the inquiry. Consequently, our purpose was marginalised by the school
personnel to the point where they showed virtually no interest in
interacting with us. Whether a fuller explanation of purpose would have
made any difference at that site remains unknown but had this occurred
we would have been in a much better position to determine whether it
was possible for us to pursue our purpose at that site or if another
site would be a better option. Clearly, our position as "neutral
observer(s)" standing outside the social reality being studied was
untenable as a way of exploration and discovery of that reality (Acker,
Barry & Essveld, 1983).
What can be learned from this experience that would promote a greater
fidelity of purpose for an inquiry? Researchers should devote a
considerable amount of their initial research energy to thinking about
the likelihood and nature of competing purposes for the conduct of an
inquiry with a view to articulating a priority purpose to be pursued.
An appropriate research process can then be developed to inform the
primary purpose. A second consideration for researchers should be the
careful attention given to the choice of site(s) for the inquiry. In
the case referred to above, we chose to work in what amounted to a site
of convenience. Our involvement with the site in an earlier phase of
the project ensured ready access and we were familiar with the
surroundings. Choosing sites on a criterion of convenience should be
avoided. The choice of site(s) is best made on the basis of their
capacity to provide researchers with the opportunity to develop
appropriate and fruitful research relationships which realise data that
illuminate the purpose of the inquiry. Who we can "locate to talk and
with what depth of rapport" influence the "shape and substance of
interpretation" (Peshkin, 1997)
What counts as data?
To answer the question, what counts as data in an inquiry is simple at
one level - whatever informs the purpose of the inquiry. In our
experience, data from a range of sources are useful because they can
paint a picture of what is occurring at an inquiry site and provide a
context whereby the readers who engage with the account of an inquiry
develop an idea of the broader context for what is occurring as the
more detailed and particular aspects of the inquiry. It does, however,
seem that data which informs an inquiry can be positioned in a variety
of ways and can, or indeed should be, weighted differentially. As the
extract cited above indicates, the almost exclusive source of data was
the documentation of the researchers’ observations. Therefore, the
picture that was painted was our picture. The viewpoints of the actors,
which were essential to this inquiry, are missing (for reasons already
explained above). The "distance" between
the researchers and researched limited access to data that was
essential to the inquiry.
Conclusions drawn from such a weighted data source as the documentation
of researchers observations must be regarded as tentative if, for the
purpose of the inquiry, other sources of data are critical . It must
also be remembered that such observations are contextualised within,
and shaped by, the belief system of the researcher. The overarching
belief system establishes an a priori interpretive framework which acts
as a filter through which observations are distilled in a number of
ways. In this "reflexive loop" (Ross, 1994, p. 244), the researcher’s
beliefs influence the decisions about what observations are selected
and how those observations will be transformed and presented. Peshkin
(1997) has pointed out that "... it is inconceivable that (we) can
conduct any phase of ... research except from some point of view, which
is to say, that other interpretations, other meanings and
understandings are imaginable."
Interpreting qualitative data
Inevitably, researchers are faced with the task of making sense of the
research in which they have been/are engaged. "Ultimately the
researcher must objectify the experience of the researched, must
translate that experience into more abstract and general terms if an
analysis that links the individual to processes outside her immediate
social world is to be achieved" (Acker, Barry, & Essveld, 1983, p.
425). Researchers are required to "render an account" of their
qualitative data, "to reach for understanding or explanation beyond the
limits of what can be explained with the degree of certainty usually
associated with analysis" (Wolcott, 1994, p. 11).
In the example cited above, it is clear that, beyond posing a set of
questions based on our perceptions of what was happening at the inquiry
site, we undertook no further interpretation. Because of the nature of
the data, we believed that to do anything more with the data would have
taken us "beyond the limits of what can be explained with...
certainty". In this case we have been content to err on the side of
description unless of course we were to engage further with the
participants at the site. Had we had access to the participants at the
school, it is most likely that we would have arrived at another
interpretation.
To the extent that inferences about interpretation can be made from
reports of qualitative inquiry, caution in the realm of transforming
data through interpretation is not always observed by qualitative
researchers. A "pervasive problem" with interpretation is that
pronouncements and speculations about meanings or implications made by
researchers often extend too far beyond what can be discerned from "a
thin basis in observed fact" (Wolcott, 1994, p. 37). Given that the
data from our inquiry was limited, it would have been tempting for us
to compensate for this lack by attempting an interpretation which
stretched well beyond the boundaries of the available data. It is
important that claims by researchers that an interpretation is derived
from qualitative inquiry are always substantiated. The significance of
"good" data in this process cannot be underestimated. As Acker, Barry,
& Essveld (1983) point out, "The adequacy of the interpretation
fundamentally depends upon the accuracy of our descriptions of the
experiences we wish to locate within the social relations of the
society" (p. 425).
The influence of the audience on interpretation is also worth
examining. In this particular inquiry we were cognisant of audience
interest at a number of levels: participants at the inquiry site;
colleagues; education department personnel on the research reference
group; and the agency which sponsored the inquiry. While we do not
believe that our work was compromised by such "... a self consciousness
about audience" (Wolcott, 1994, p. 258), we were conscious that our
work would come under the scrutiny and how our work would be perceived.
For example, how would the questions we raised be received by the
participants at the site. Had we anticipated a negative reaction, our
questions may have been different or we may have been content to offer
descriptive data only to the detriment of moving the inquiry forward.
It is imperative that interpretive activity in qualitative inquiry is
more strongly connected to the research rather than the researcher (see
Francis, 1996). The reader of qualitative inquiry must know that the
claims made are from the research rather than from the creative licence
of the researcher. The following are proposed as guidelines for
qualitative researchers to "ensure that interpretations are not
extended beyond the limitations of one’s primary data" (Wolcott, 1994, p. 38):
Acquire "accurate descriptions" as a basis for an interpretation
It is better for researchers to err on the side of description (which
is an interpretation at one level anyhow)
Stay within the bounds of the case.
Resist the temptation to express unsubstantiated points of view through
an interpretation.
Make the relationships between the conclusions and data specific.
Document the trail from data through interpretation to conclusion.
Make the insights that are attributable to the research clear.
Reporting qualitative inquiry
At the... extreme, a researcher-as-writer may seem merely to swoop down
into the field for a descriptive morsel or two and then retreat once
again to the lofty heights of theory or speculation, something like the
touch-and-go manoeuvres of novice pilots practicing landing and takeoff
techniques (Wolcott, 1994, p. 11)
It is in the domain of documenting qualitative inquiry that researchers
are faced with a decision about what constitutes an intelligible (and
as some would question, intelligent) account of our research. Who or
what is to be profiled in such an account? Whose voices are to be
represented? (Carter, 1993; Hargreaves, 1996) Is it sufficient to
provide a lightly edited narrative of the inquiry in which the data are
left to "speak for themselves" or do we present a highly sophisticated
piece, the product of data (largely non-recognisable in the account)
being subjected to complex analysis and interpretation which stands as
a testimony to the technical skills and academic ego of the researcher
and in the end it tells more about them than the inquiry? Do our
accounts represent genuine attempts to present the research and the
understandings gleaned from that research or do they amount to what
Smith (1997) has referred to as "the hermeneutics of self-indulgence"?
The written accounts of research in whatever form (research reports;
journal articles) are less than objective. They are constructions in
which the research text becomes more than "... a faithful
representation of a reality outside the text" (Usher and Edwards, 1995,
p. 150). Researchers, however, seem to have a responsibility to
produce a text which is "... ‘true’ to the intentions and motives of
those portrayed" (Davis, 1996, p. 104). What is at risk here is that
our writing "becomes nothing but a fiction" (Simmt, 1997, p. 5).
At the beginning of our research report cited above, we have provided
the reader with a brief account of the inquiry context. What follows is
a descriptive account of our record of events at the site and we
conclude with an interpretation in the form of a set of reflective
questions. What should we have disclosed in the report? Given that in
the course of the research we could not engage the participants, who
could reasonably be expected to have different perceptions from us at
to what was happening at the site, should we have made it quite clear
that the report reflected our views only? Could we have provided more
in the text so that the reader was exposed to a more authentic, and
therefore more instructive, account of the inquiry? Could we have
provided a richer account of the basis for our perceptions or a trail
of our thinking in this regard?
In answering this question in relation to our own research activity, it
seems that an intelligible account of qualitative inquiry which seeks
to engage the reader with the research in preference to the
researcher(s), should document the following:
The context for the research which identifies: the origins of the
inquiry; a conceptual framework; a clear statement of the purpose of
the inquiry including the interests of the participants (researchers
and actors); and evidence of thought about the ethical implications and
likely (moral) consequences for the participants of the inquiry. Such
an account is important, as interpretation by the researcher(s) and
what readers make of that interpretation is enhanced by contextual
information.
The research process which identifies what was actually done..
The process which transformed the data as originally recorded through
description, analysis and interpretation, into a credible account which
accurately profiles the research.
Some well justified suggestions about the useability/applicability of
the research and its future directions that are consistent with, and
link to, the purpose of the inquiry.
A final word
The issues raised in this paper are grounded in a concern about the
rise of certain practices in qualitative inquiry that tell us more
about the researcher than the research. It is our observation that
there has been a proliferation of personal experiences and
recollections of past occurrences which are being promoted under the
banner of research. While these descriptive stories are undoubtedly of
significance to the "actors" involved and may even be of interest to
others, they do little to advance understanding for the broader
community. These accounts are mostly idiosyncratic and heavily
contextualised to a particular site or situation and are characterised
by a "strong individualistic sense of ‘me’" rather than a "communal
sense of ‘we’" (Smith, 1997, p. 3).
Readers of the reports of such "inquiry" gain no sense of the factors
and relationships that form the context for the story nor is there any
attempt to locate these accounts with other "knowers" or knowledge in
the field. This movement "... toward an engagement with self-indulgence"
which Smith (1997) suggests can be identified with postmodernists,
represents a "... move away from a healthy sense of multiplicity and
plurality toward a deep, unproductively so, sense of heterogeneity"
(Smith, 1997, p. 3, 15). The reporting of qualitative inquiry should
provide a sufficient level of detail to allow a reader to engage or
"wrestle" with the text (Lather, 1997). It would seem to be more
productive to position the research text as an invitation to further
conversation about the research rather than an objective statement of
"truth".
Equally we are concerned about interpretation in qualitative inquiry
that reaches "too far beyond the case itself in speculating about its
meanings and implications" (Wolcott, 1994, p. 37). Claims made for new
knowledge arising out of qualitative inquiry need to be substantiated
to the extent that a reader can engage with the "story" and become an
active participant in the interpretation.
We recognise that coming to grips with these issues in qualitative
inquiry is a struggle. While researchers must always be open to new
ways of doing things, we must remain committed to practices, whatever
they be, that promote authentic ways of knowing. In pursuing this goal,
"We want to know that our research results fairly and accurately
reflect the aspects of social life that they claim to represent"
(Acker, Barry & Essveld, 1983, p. 431).
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