Young Adolescents Displaying Resilient and Non-Resilient Behaviour:
Insights from a Qualitative Study - Can Schools Make a Difference?
Sue Howard and Bruce Johnson
(University of South Australia)
Resilience, Protective Factors/Processes and Adolescents
The notion of invulnerability from harmful influences - resilience - emerged, almost by accident, from longitudinal developmental studies of 'at risk' groups of children as they encountered many life stressors during their development, through childhood and adolescence, to adulthood (Werner and Smith 1987; Silva and Stanton 1996). While these were essentially epidemiological studies of the incidence of disease and pathology in the studied populations, interest grew in what Rutter (1990: 181) describes as 'the ubiquitous phenomenon of individual difference in people's responses to stress and adversity'. As Benard (1991: 4) observes:
a consistent - and amazing - finding has emerged. Although a certain percentage of these high-risk children developed various problems (a percentage higher than the normal population) a greater percentage of the children became healthy, competent young adults.
Later studies focused on specific populations of resilient children and adolescents (Garmezy 1974; Anthony 1987; Werner and Smith 1987; Garmezy and Rutter 1983). In these studies the subjects were classified as being at risk of psychiatric disorders, delinquency and other negative life outcomes because of a variety of individual, family and environmental factors. According to Thornberry et al. (1995: 230) these factors include low parental education, parental unemployment, family receipt of welfare, family transience and family members experiencing trouble with drugs and the law. Yet rather than focusing on those children and adolescents who were casualties of these negative factors, the studies focused instead on those who had not succumbed. The questions this work investigated were:
What is it about these children and adolescents that enables them to survive?
What makes them apparently immune to the factors that negatively affect others?
Instead of focusing on individual deficit, the new approach focused on individual and community strengths and thus, the concept of resilience emerged in the psychological literature. According to Masten, Best and Garmezy (1990) 'resilience' is 'the process of, capacity for, or outcome of successful adaptation despite challenging or threatening circumstances'.
In the literature, the identifying characteristics of resilient adolescents are such things as social competence, problem-solving skills, mastery, autonomy and a sense of purpose and future (see Waters and Sroufe 1983; Garmezy 1985; Rutter 1980, 1984, 1985; Werner and Smith 1987; Masten, Best and Garmezy 1990; Gore and Eckenrode 1994; Consortium on the School-Based Promotion of Social Competence 1994).
Protective factors have been described in relation to three primary systems in the adolescent's world - family, school and community. In relation to the family, many of the protective factors identified by research clearly relate to the consistency and quality of care and support the individual experiences during infancy, childhood and adolescence.
The work of Rutter, Maughan, Mortimore and Ouston (1979) in Britain shows that another source of protective factors can be the school. Young people in discordant and disadvantaged homes are more likely to demonstrate resilient characteristics if they attend schools that have good academic records and attentive, caring teachers. Studies conducted in the U.S. have also shown the important role that individual teachers can play in resilient adolescents' lives (Geary 1988; Werner and Smith 1987; Coburn and Nelson 1989).
In relation to the community, young people in disadvantaged areas are generally considered more 'at risk' than those in more affluent areas. However, certain community characteristics seem to operate as protective factors. The strength of social support networks provided by kin and social service agencies, for example, is one such factor (Pence 1988).
These clusters of protective factors were confirmed and extended by qualitative research into child and adolescent resilience in South Australia (see Howard and Johnson 1999, 2000a, 2000b; Dryden, Johnson and Howard 1998). Table I summarises the findings of this research. Briefly, it suggests that child and adolescent resilience is influenced by:
Rutter (1987, 1990) describes four types of protective factors or processes: those that reduce risk impact or reduce a person's exposure to risk; those that reduce negative chain-reactions that follow bad events or experiences; those that promote self esteem and self efficacy through achievements and, finally, positive relationships and new opportunities that provide needed resources or new directions in life. The first and last of these are captured within the life events category in Table I.
Repeatedly, in our study of the lives of children displaying resilient or non-resilient behaviours, critical life events served to either ameliorate or intensify individuals' exposure to risks to their well-being. Serious injury or the death of a close relative increased individuals' exposure to risk; the departure of a bullying de facto parent from the household proved to be protective.
Opportunities to join and belong to supportive groups contributed to individuals' resilience, while high mobility due to changes in parental employment contributed to individuals' disconnectedness and their vulnerability. These life events were largely beyond the capacity of individuals to control, and serve to reinforce Garmezy's caution about using the notion of resilience to blame individuals who, for a variety of complex reasons, do not achieve positive life outcomes (Garmezy 1994: 13). Acknowledging the influence of these sometimes indiscriminate and haphazard life events, challenges socially naive and simplistic explanations of success and failure based on the liberal-humanist view which individualises social issues and leads away from broader social and cultural considerations (Cormack 1998).
While serendipitous life events can either protect or threaten adolescents' well-being, a significant cluster of protective factors focuses on the personal attributes and skills of individuals. The combination of positive dispositional characteristics, personal coping strategies and beliefs about personal efficacy and agency contribute to individual resilience.
Consistent parenting practices that promote attachment and emotional bonding promote resilience. So too, do siblings and members of the extended family who provide emotional and material support and who model social problem-solving. These relational requisites can be provided in many types of families, not just in conventional nuclear families (husband, wife and children).
Schools that are safe, positive and achievement-oriented help adolescents develop a sense of purpose and autonomy and promote connectedness. They can also teach valuable life skills such as social problem-solving as well as social competence. Perhaps most importantly, schools can ensure that every student develops the foundation academic competencies needed for further learning and the development of positive self esteem. In these ways schools can 'teach for resilience' by promoting academic competence and attending to the social and emotional needs of students.
Individuals and groups within the community can provide opportunities for adolescent involvement and participation in social, sporting and cultural activities. These activities promote feelings of belonging and connectedness that are central to the development of resilience.
Table I: Summary of Protective Factors
|
LIFE EVENTS |
SELF |
FAMILY |
SCHOOL |
COMMUNITY |
|
Full term birth - Satisfactory birth weight - Injury free birth - Able bodied Continued good health Opportunities at major life transitions Meeting significant persons Moving into a more supportive community |
Personal attributes - Easy temperament - Academic ability - Emotional strength - Sense of autonomy - Sense of humour - Social competence - Physical competence Coping behaviours - Problem solving strategies - Active engagement - Optimism - Persistence - Reflectivity Beliefs about self - High self esteem - Positive self efficacy - Sense of purpose - Positive attitude - Self confidence
|
Love & attachment - Parents - Siblings - Extended Family Support - Material - Emotional Parenting practices - Consistency - Positive expectations Models of resiliency - Parents - Siblings - Extended family Positive links with school
|
Good teachers - Positive relationships - Knowledge of children & adolescents - Positive behaviour management skills - Positive sense of efficacy - High expectations Support - Time - Other adults - Agencies School climate - Child-focused - Collaborative - Caring - Safe/Secure - Empowering Curriculum - Relevant - Enriched - Age appropriate Special programs - Social ('Life Skills') - Academic (LAP) |
Adults - Supportive - Protective - Culturally proud Prosocial Peers - Supportive - Common interests - Common experiences - Sharing - Helpful - Talk with & listen Sports and clubs - Positive self-identity - Belongingness & connectedness - Opportunities for success Agencies - Supportive - Protective
|
The Study
This paper reports on some aspects of a recently completed research project which looked at the ways in which the kinds of protective factors and processes identified above actually work in, or are absent from, the real lives of real adolescents. Throughout our work we use quote marks when referring to young people identified as being 'resilient' or 'non-resilient'. In this way we intend to indicate that these qualities are not innate, unchangeable characteristics but rather are profoundly influenced by external factors. If the risk factors change, then the resilience status is likely to change too.
The aims of the study were threefold. First, we wanted to compare the life strategies typically employed by young people who had been identified as demonstrating either 'resilient' or 'non-resilient' behaviour' at the time of the study. In other words, we were interested in how young people (both 'resilient' and 'non-resilient') respond to and (crucially) deal with life events, crises and problems.
Secondly, using Bronfenbrenner's (1979) ecological systems theory as a framework, we wanted to get a clear picture of how each of his microsystem settings - home, peer group, school and community - afforded particular kinds of protective processes and factors. Obviously, different settings afford different sets of possibilities and resources.
Thirdly, we were keen to identify whether cohort variables such as age, sex, location (rural/urban) and ethnic/SES background had any influence on 'resilient'/'non-resilient' young people's life strategies.
With such aims, we were clearly looking at a qualitative research design. As Leininger (1985: 5) says:
... qualitative research focuses on identifying, documenting, and knowing (by interpretation) the world views, values, meanings, beliefs, thoughts and general characteristics of life events, situations, ceremonies and specific phenomena under investigation, with the goal being to document and interpret as fully as possible, the totality of whatever is being studied in particular contexts from the people's viewpoint or frame of reference.
Using a modified screening device that we had developed from our previous work with primary school children, we asked teachers in 5 state high schools (2 in rural areas and 3 in disadvantaged metropolitan areas) and 1 metropolitan private Catholic college to identify students 'at risk' aged 13 - 16 years who were displaying 'resilient' and 'non-resilient' behaviour at the time of the study. This procedure produced 35 girls and 36 boys, 38 of whom were judged to be displaying 'resilient' behaviour (20 girls, 18 boys) and 33 displaying 'non-resilient' behaviour (15 girls and 18 boys).
These participants engaged in individual semi-structured interviews using the following Key Questions. These questions were designed to elicit information regarding the availability and/or use of protective factors and processes in the young people's lives:
The 71 interviews produced more than a thousand pages of transcript for analysis. Our method for managing this huge quantity of text data was to enter all 71 interviews into NUDIST (QSR 1995), the software program for managing and supporting the analysis of qualitative data. This software tool enabled us to identify answers to the main interview questions and gather them together (i.e. code them). Major themes in these question categories could then be identified and further coded. Key ideas and words signalling the location of significant concepts occurring elsewhere in the transcripts were then tracked down through exhaustive searches. Finally, the coded data was interrogated using demographic information gathered about the participants. In this way it was possible to identify patterns and trends in the different categories of participants.
Protective Factors and the School
The complete analysis of this study is available elsewhere (Howard and Johnson 2000b). Young people spend a good deal of their time in school and many protective factors and processes can be embedded within schools' routine practices and programs, so we will focus here on some of the study's key findings and link them to the school setting. In this way we will indicate how schools may help develop or improve the protective factors in young people's lives.
In this study, 'resilient' and 'non-resilient' students talked in markedly different ways about their lives. 'Resilient' students talked about accomplishments and personal achievements, skills and competencies of which they were proud; 'non-resilient' students rarely did. 'Resilient' students expressed a sense of belonging and connectedness to individuals, groups and institutions whereas 'non-resilient' students talked less and/or less confidently about these things. 'Resilient' students demonstrated a sense of autonomy and personal agency when they talked about their lives whereas 'non-resilient' students were more inclined to indicate a sense of powerlessness and fatalism. 'Resilient' students had definite plans and positive views about their futures. 'Non-resilient' students, on the other hand, had limited and less enthusiastic visions of the future and what it held in store for them.
The first major difference between 'resilient' and 'non-resilient' participants in this study lay in the way those who were classified as 'resilient' talked, often with pride, about personal achievements and accomplishments.
Self concept theory emphasises how important a sense of self worth is in the development of functional individuals and how this self esteem can only be built on real achievements. Seligman (1995), in particular, warns us that 'feeling good' about ourselves can only be predicated on 'doing well'; thus, if we give students the opportunity to achieve, develop competencies and master skills in a wide range of areas (i.e. 'do well'), then 'feeling good' (i.e. self esteem) will automatically follow.
While it might be thought that teaching for achievement and mastery was the core business of schools, some recent research (Howard and Johnson 2000a) suggests that for some (primary) schools, especially those in disadvantaged areas, these aims have slipped somewhat down the list of priorities. Too often, it seems, teachers are forced to abandon their central focus on teaching and learning because many troubled students present with social or behavioural problems that absorb available time and energy.
There are a number of ways in which schools can re-focus on the goal of helping students achieve mastery and competence:
The second important difference between 'resilient' and 'non-resilient' students' talk concerned the extent to which they expressed a sense of belonging and connectedness to people, groups and/or organizations. Throughout this study, 'resilient' students consistently demonstrated a sense of belonging to family, school, peer group, sporting club and so on. 'Non-resilient' students on the other hand were less inclined to express a firm and confident sense of attachment to other people or institutions (often for what appeared to be very good reasons).
Schools can engage in specific practices that will help develop a sense of belonging and connectedness.
Another key difference between 'resilient' and 'non-resilient' students' responses to questions about their lives was the extent to which they indicated a sense of autonomy or personal agency. Young people displaying 'resilient' behaviour were far more likely to talk in ways that indicated they believed they could control their lives and what happened to them. They did not see themselves as victims of fate or circumstance; they did not accept personal weaknesses and faults as unchangeable givens that would prevent them from being successful in the future. 'Non-resilient' students, on the other hand, talked frequently in ways that betrayed a profound lack of personal agency. Across a range of questions these participants consistently expressed a sense of powerlessness, a fatalistic attitude and a victim-orientation towards various life challenges.
Psychological theory variously explains this phenomenon in terms of attribution theory or locus of control theory. Learning from observing how others behave is also implicated here and is explained by social learning theory. In any event, these theories suggest that one's sense of personal agency and autonomy is learned, largely from what others say to you, from observations of how others respond to life's events and from conclusions you draw from your own attempts to act autonomously.
Finally, 'resilient' and 'non-resilient' students differed in the extent to which they expressed a positive future orientation. In this study, the 'resilient' respondents generally had very positive views and definite plans about their futures. The 'non-resilient' participants, on the other hand, talked about the future with less eager anticipation, with more apprehension and they had fewer and humbler ambitions.
Conclusion
While changes at any level of Bronfenbrenner's model of nested systems can have an effect on the development of children and young people, changes at the level of the microsystem are most immediately able to be undertaken (Bronfenbrenner 1979). The School is, of course, an important microsystem setting and is one that affords many possibilities and resources for assisting young people to develop resilience-promoting skills and attributes.
All the young respondents in this study were judged by their teachers to be 'at risk' but were either displaying 'resilient' or 'non-resilient' behaviour at the time of the study. Many key differences in the ways these two cohorts of students talked about their lives were evident and clear pictures emerged about the ways in which protective factors and processes actually work in young people's lives. As we have shown, several of these protective factors and processes are ones that the School is ideally placed to consciously and deliberately promote and reinforce.
Through a careful reassessment of many of the routines and practices that make up the life and culture of a school, changes like those suggested above will assist many more 'at risk' young people to develop resilience-promoting habits, attributes, characteristics and beliefs. In this way, schools can indeed make a difference to young people's resilience.
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